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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-05
NJ RA APPROVED 2021-04-20
  • NY RA
    APPROVED
    Since 2021-05-05
  • NJ RA
    APPROVED
    Since 2021-04-20

Branch Locations

540 Madison Ave 9Th Flr, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 08/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 04/2021
Snowden Lane Partners New York NY 04/2021 Present
  • 08/2009 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 11/2016 → 04/2021
    New York, NY
  • 04/2021 → Present
    Snowden Lane Partners
    New York, NY
Previous Registrations
  • 2009-08-03 → 2021-04-22
    New York, NY
  • 2004-03-12 → 2009-08-04
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York City, NY
Other Businesses

6011 POLK STREET CONDO ASSOCIATION; NOT INVESTMENT RELATED; WEST NY, NJ; CONDO ASSOCIATION; TREASURER; START DATE 1/2008; 1 HR MONTH; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-02
S63 Uniform Securities Agent State Law Examination 2001-11-28
  • S65 Uniform Investment Adviser Law Examination
    2003-04-02
  • S63 Uniform Securities Agent State Law Examination
    2001-11-28

View on SEC IAPD

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