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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| WI | RA | APPROVED | 2010-09-08 |
| TX | RA | APPROVED_RES | 2010-08-24 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Wayzata | MN | 08/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.MICHAEL PASQUA, CPA; EXCELSIOR, MN; HOLDS CPA LICENSE; NO TIME DEVOTED *697977 - Orono High School Boys Varsity Hockey Boosters; Investment related - No; Orono, Minnesota; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 5; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-13 |
| S65 | Uniform Investment Adviser Law Examination | 2000-05-23 |
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