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Julie Therese Nagle

Ubs Financial Services Inc.

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-09
  • CA RA
    APPROVED
    Since 2023-02-09

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney La Jolla CA 06/2009 02/2023
Morgan Stanley Private Bank, N.A. New York NY 02/2019 02/2023
Ubs Financial Services San Diego CA 02/2023 Present
  • 06/2009 → 02/2023
    Morgan Stanley Smith Barney
    La Jolla, CA
  • 02/2019 → 02/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2023 → Present
    Ubs Financial Services
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-20
S63 Uniform Securities Agent State Law Examination 2002-01-28
  • S65 Uniform Investment Adviser Law Examination
    2017-11-20
  • S63 Uniform Securities Agent State Law Examination
    2002-01-28

View on SEC IAPD

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Other Offices

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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