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730 New Hampshire St., Unit 222, Lawrence, KS 66044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-03-17 |
| KS | RA | APPROVED | 2024-06-07 |
Branch Locations
730 New Hampshire St., Unit 222, Lawrence, KS 66044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cgn Advisors, Llc | Kansas City | MO | 03/2018 | 01/2024 |
| U.S. Army | Fort Leavenworth | KS | 09/2005 | 12/2021 |
| Triad Wealth Partners, Llc | Lawrence | KS | 04/2024 | Present |
Mr. Hockenbury is an author with Tactical Influence, a military book publication. His responsibilities writing and speaking. No time is spent on this activity during trading hours. 20 hours a month is spent on this activity outside of trading hours. 5% of his yearly income is derived from this activity. Author and Speaker; Mitchell Hockenbury Author - Speaker; investment related: No; Location: 12661 Scott St Omaha NE 68142 United States; Description of the business: Speaking engagements and books authored (royalties/sales). See: www.mitchellhockenbury.com; Responsibilities Duties: Guest speaker for various schools and businesses/organizations as it relates to military service, and specifically, the book, "Tactical Influence." ; Start date with business: 2022-11-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10; Insurance Agent; Investment-Related: Yes; Address of other business: Same as registered location; Nature of the Business: Insurance Sales Health, Life and Annuity Products: Position/Title: Insurance Agent; Start Date of Relationship: March 2026; Approximate Hours/month: Time devoted to insurance-related activities varies but generally represents a material amount of time; Duties: Insurance sales and service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-17 |
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