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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Garden City NY 02/2012 01/2019
Park Avenue Securities Garden City NY 05/2012 01/2019
Guardian Life Insurance Company Woodbury NY 01/2019 09/2019
Park Avenue Securities Woodbury NY 01/2019 09/2019
Guardian Life Insurance Company New York NY 01/2019 09/2019
Park Avenue Securities New York NY 01/2019 09/2019
Guardian Life Insurance Company Garden City NY 09/2019 Present
Park Avenue Securities Garden City NY 09/2019 Present
  • 02/2012 → 01/2019
    Guardian Life Insurance Company
    Garden City, NY
  • 05/2012 → 01/2019
    Park Avenue Securities
    Garden City, NY
  • 01/2019 → 09/2019
    Guardian Life Insurance Company
    Woodbury, NY
  • 01/2019 → 09/2019
    Park Avenue Securities
    Woodbury, NY
  • 01/2019 → 09/2019
    Guardian Life Insurance Company
    New York, NY
  • 01/2019 → 09/2019
    Park Avenue Securities
    New York, NY
  • 09/2019 → Present
    Guardian Life Insurance Company
    Garden City, NY
  • 09/2019 → Present
    Park Avenue Securities
    Garden City, NY
Other Businesses

1. Insurance Sales Sales of group health through health carriers and sales of insurance, disability income and LTC Start: 06/01/2010 Address: 900 Stewart Ave, Ste 500, Garden City, NY 11530 10 total hours per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Royal Brokerage, I am working with a property and casualty company. Although I do not write any actual P & C business, I am writing life business based on referrals I get and putting it through either Guardian or IUS, Start: 01/15/2013, Address: 1 John street suite 200 Babylon, NY 11702, 15 total hours per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-05-02
  • S63 Uniform Securities Agent State Law Examination
    2009-05-02

View on SEC IAPD

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