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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-01-07
  • NJ RA
    APPROVED
    Since 2014-01-07

Branch Locations

150 River Road, Montville, NJ 07045 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Montville NJ 12/2011 Present
Private Advisor Group, Llc Morristown NJ 12/2013 Present
Previous Registrations
  • 2008-09-12 → 2013-12-02
    U.S. Financial Advisors
    Montville, NJ
  • 2002-12-03 → 2008-09-17
    New York, NY
    Montville, NJ
    Woodbridge, NJ
    Montville, NJ
Other Businesses

(1) 12/01/2011 - No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 1% Time Spent (2) 01/02/2014 - Duerr Financial Group - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (3) 09/15/2014 - Private Advisor Group - Registered Investment Advisor Hybrid - Private Advisor Group - INV REL - At Reported Business Location(s) - Start 01/01/2014 - I provide advice for a percentage fee of assets under management. I also do financial plans on a fixed fee basis - 50 Hr/Mo; 50 Hours During Securities Trading (4) 05/25/2022 - Douglas P Duerr, CPA LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date - 01/01/2022 - 40 Hours Per Month/ 2 Hours During Securities Trading. (5) 09/13/2022 - Private Advisor Group - DBA: Duerr Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 09/11/2012 - 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial (6) 09/20/2022 - Private Advisors Group - DBA: Duerr Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 12/11/2011 - 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 11/16/2022 - Duerr PAG Holdings LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-15
  • S66 Uniform Combined State Law Examination
    2002-02-15
Designations
Other Names
  • Douglas P Duerr

View on SEC IAPD

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