Carl Ekstrom Beck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Lpl Financial, Llc
  Roanoke, VA

Other Businesses

1. 05/31/2006 - Non-Variable Insurance - INV REL - Life and Health - 2% TIME SPENT 2. 05/31/2006 - Harris Financial Group LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 06/26/2006 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - CBH HOLDINGS, LLC - BUSINESS CHECKING ACCOUNT FOR ACH OF COMMISSIONS - NOT FOR PUBLIC USE. - ROANOKE, VA.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-30
• S63 Uniform Securities Agent State Law Examination
  2001-12-19

Other Names

• Carl Ekstrom Beck Iii