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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-09-13 |
| VA | RA | APPROVED | 2006-07-03 |
Branch Locations
3629 Franklin Rd Sw Ste 206, Roanoke, VA 24014 • United States
Roanoke, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Roanoke | VA | 06/2006 | Present |
1. 05/31/2006 - Non-Variable Insurance - INV REL - Life and Health - 2% TIME SPENT 2. 05/31/2006 - Harris Financial Group LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 06/26/2006 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - CBH HOLDINGS, LLC - BUSINESS CHECKING ACCOUNT FOR ACH OF COMMISSIONS - NOT FOR PUBLIC USE. - ROANOKE, VA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-19 |
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