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Ernst & Young Investment Advisers LLP CRD 110921
30 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-11-30 |
| NY | RA | APPROVED | 2021-02-02 |
| NJ | RA | APPROVED | 2010-07-01 |
Branch Locations
200 Plaza Drive Ste. 2222, Secaucus, NJ 07094 • United States
Pleasantville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ernst & Young Llp | Secaucus | NJ | 03/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-28 |
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