Carlos A Cortez

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  New York Life Insurance Company
  New York, NY
• 09/2012 → Present
  Eagle Strategies Llc
  New York, NY
• 08/2013 → Present
  Nylife Distributors Llc
  Sleepy Hollow, NY

Previous Registrations

• 2012-09-21 → 2013-08-12
  Eagle Strategies Llc
  New York, NY

Other Businesses

NOTARY PUBLIC. HE NOTARIZES DOCUMENTS. HE SPENDS LESS THAN 1 HOUR PER MONTH ON THIS ACTIVITY. HE DOES NOT CHARGE A FEE.

Exams

• S66 Uniform Combined State Law Examination
  2024-08-19
• S63 Uniform Securities Agent State Law Examination
  2001-12-11

Designations

• Certified Financial Planner
• Chartered Financial Consultant