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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

405 S 3Rd St, Clinton, IA 52732 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Clinton IA 02/2010 12/2018
Broker Dealer Financial Services Corp. Clinton IA 03/2010 12/2016
Fortune Financial Services, Inc. Monaca PA 12/2016 12/2018
Prosperity Wealth Management, Inc. San Ramon CA 12/2016 12/2018
U.S. Bancorp Investments, Inc. Clinton IA 12/2018 02/2026
U.S. Bancorp Advisors, Llc Clinton IA 02/2026 Present
  • 02/2010 → 12/2018
    Self-Employed
    Clinton, IA
  • 03/2010 → 12/2016
    Broker Dealer Financial Services Corp.
    Clinton, IA
  • 12/2016 → 12/2018
    Fortune Financial Services, Inc.
    Monaca, PA
  • 12/2016 → 12/2018
    Prosperity Wealth Management, Inc.
    San Ramon, CA
  • 12/2018 → 02/2026
    Clinton, IA
  • 02/2026 → Present
    Clinton, IA
Previous Registrations
  • 2019-01-02 → 2026-02-13
    Saint Paul, MN
    Clinton, IA
    De Witt, IA
    Dubuque, IA
    Dubuque, IA
    Dubuque, IA
  • 2016-12-14 → 2019-01-02
    Clinton, IA
  • 2012-01-11 → 2016-12-14
    Investment Advisors Corp
    Clinton, IA
  • 2008-08-01 → 2010-03-09
    Wells Fargo Investments, Llc
    Morrison, IL
    Moline, IL
    Cedar Rapids, IA
    Moline, IL
Other Businesses

Church of the Open Door; Not Investment-Related; Clinton, IA 52732; Church; Church Council; Council Member; 04/2024; 2 Hours a month; 0/trading hours; Oversee record Keeping and bill payment (Not spending, banking or payment authority), Provide council on church budget (Not investment related) and ensure building is maintained;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-31
S63 Uniform Securities Agent State Law Examination 2001-11-10
  • S66 Uniform Combined State Law Examination
    2008-07-31
  • S63 Uniform Securities Agent State Law Examination
    2001-11-10
Other Names
  • Shawn Lorion
  • Shawn S Lorion

View on SEC IAPD

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