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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Clinton | IA | 02/2010 | 12/2018 |
| Broker Dealer Financial Services Corp. | Clinton | IA | 03/2010 | 12/2016 |
| Fortune Financial Services, Inc. | Monaca | PA | 12/2016 | 12/2018 |
| Prosperity Wealth Management, Inc. | San Ramon | CA | 12/2016 | 12/2018 |
| U.S. Bancorp Investments, Inc. | Clinton | IA | 12/2018 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Clinton | IA | 02/2026 | Present |
Church of the Open Door; Not Investment-Related; Clinton, IA 52732; Church; Church Council; Council Member; 04/2024; 2 Hours a month; 0/trading hours; Oversee record Keeping and bill payment (Not spending, banking or payment authority), Provide council on church budget (Not investment related) and ensure building is maintained;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-10 |
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