Veena Garg

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Worcester, MA
• 05/2011 → Present
  Bank Of America, N.A.
  Worcester, MA

Previous Registrations

• 2005-11-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Worcester, MA
  Worcester, MA

Other Businesses

THE NAME OF THE OTHER BUSINESS STAR MINI MARKET,WHETHER THE BUSINESS IS INVESTMENT-RELATED NO, THE ADDRESS OF THE OTHER BUSINESS 363 CHANDLER ST WORCESTER MA 01602 THE NATURE OF THE OTHER BUSINESS,CONVENIENT STORE,YOUR POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS OWNER, THE START DATE OF YOUR RELATIONSHIP 08/1997, THE APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS, 10 HOURS A MONTH, THE NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS NONE, AND BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS. DEPOSIT, SUPERVISION THE STORE. I*9371 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: STAR DOLLAR AND MORE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: WORCESTER, MASSACHUSETTS 1602 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, BOOKKEEPER START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY OWN BUSINESS RUN BY VEENA,SATISH AND RAHUL GARG AS A CO-MEMBER OF THE LLC COMPANY. I WILL BE RESPONSIBLE FOR MANNING THE STORE WHICH INCLUDE PAYROLL, ACCOUNTING, AND TAXES. ALSO WILL BE COMPENSATED WITH PROFIT OR LOSS OF THE COMPANY.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-31
• S63 Uniform Securities Agent State Law Examination
  2001-11-27