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Matthew Alan Laws

Northwestern Mutual Investment Services, LLC

Clayton, MO

Glen Carbon, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2006-01-05
  • MO RA
    APPROVED
    Since 2006-01-05

Branch Locations

101 S Hanley Rd Ste 1900, Clayton, MO 63105 • United States

Glen Carbon, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services,Llc Saint Louis MO 12/2003 Present
John Qualy Saint Louis MO 06/2005 Present
Northwestern Mutual Investment Services, Llc St Louis MO 01/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-16
S63 Uniform Securities Agent State Law Examination 2003-12-31
  • S66 Uniform Combined State Law Examination
    2005-12-16
  • S63 Uniform Securities Agent State Law Examination
    2003-12-31
Other Names
  • Matt Alan Laws

View on SEC IAPD

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PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
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SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
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