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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-25
WI RA APPROVED 2021-03-24
  • TX RA
    APPROVED
    Since 2021-03-25
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

16570 W. Bluemound Road, Brookfield, WI 53005 • United States

Brookfield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&I Financial Advisors Inc New Berlin WI 08/2010 Present
M&I Insurance Services Inc Milwaukee WI 08/2010 Present
M&I Trust Company Milwaukee WI 08/2010 Present
Bmo Harris Bank N.A. Milwaukee WI 07/2011 Present
Bmo Harris Financial Advisors, Inc. New Berlin WI 08/2012 Present
Lpl Financial Llc Brookfield WI 03/2021 Present
  • 08/2010 → Present
    M&I Financial Advisors Inc
    New Berlin, WI
  • 08/2010 → Present
    M&I Insurance Services Inc
    Milwaukee, WI
  • 08/2010 → Present
    M&I Trust Company
    Milwaukee, WI
  • 07/2011 → Present
    Bmo Harris Bank N.A.
    Milwaukee, WI
  • 08/2012 → Present
    Bmo Harris Financial Advisors, Inc.
    New Berlin, WI
  • 03/2021 → Present
    Brookfield, WI
Previous Registrations
  • 2012-08-01 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Brookfield, WI
    New Berlin, WI
    New Berlin, WI
    Chicago, IL
  • 2012-04-18 → 2012-08-01
    M&I Financial Advisors, Inc
    Muskego, WI
    New Berlin, WI
    Brookfield, WI
  • 2010-08-30 → 2012-04-17
    M&I Investment Management Corp.
    Milwaukee, WI
  • 2000-03-02 → 2010-08-31
    Waukesha, WI
    Waukesha, WI
Other Businesses

1) 03/24/2021 - DBA For LPL Business (entity for LPL Business) - BMO Investment Services - Investment Related - BROOKFIELD, WI 2) 2/2020 - Outside/W-2 Employment - NA, subject is a poll worker activity for the City of Brookfield - Not Investment Related - BROOKFIELD, WI 3) 5/2017 - Real Estate Rental - 1 Hour - Investment Related - BROOKFIELD, WI 4) 08/01/2021 - Non-Profit Board Member - St. Joseph Congregation - 2 Hours - BROOKFIELD, WI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-01
  • S66 Uniform Combined State Law Examination
    2000-03-01
Designations
Other Names
  • Robert Gibson Allbright
  • Robert Wells Allbright Jr
  • Robbie Allbright

View on SEC IAPD

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