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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-25 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
16570 W. Bluemound Road, Brookfield, WI 53005 • United States
Brookfield, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Financial Advisors Inc | New Berlin | WI | 08/2010 | Present |
| M&I Insurance Services Inc | Milwaukee | WI | 08/2010 | Present |
| M&I Trust Company | Milwaukee | WI | 08/2010 | Present |
| Bmo Harris Bank N.A. | Milwaukee | WI | 07/2011 | Present |
| Bmo Harris Financial Advisors, Inc. | New Berlin | WI | 08/2012 | Present |
| Lpl Financial Llc | Brookfield | WI | 03/2021 | Present |
1) 03/24/2021 - DBA For LPL Business (entity for LPL Business) - BMO Investment Services - Investment Related - BROOKFIELD, WI 2) 2/2020 - Outside/W-2 Employment - NA, subject is a poll worker activity for the City of Brookfield - Not Investment Related - BROOKFIELD, WI 3) 5/2017 - Real Estate Rental - 1 Hour - Investment Related - BROOKFIELD, WI 4) 08/01/2021 - Non-Profit Board Member - St. Joseph Congregation - 2 Hours - BROOKFIELD, WI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-01 |
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