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David Earl Bradley

LPl Financial LLC

Naperville, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-12
IL RA APPROVED 2007-02-21
  • TX RA
    APPROVED_RES
    Since 2019-09-12
  • IL RA
    APPROVED
    Since 2007-02-21

Branch Locations

1300 Iroquois Ave, Ste 230, Naperville, IL 60563-8499 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Naperville IL 12/2006 Present
  • 12/2006 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Naperville, IL
Other Businesses

1. 11/23/2007 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - WRITE TERM LIFE INSURANCE THROUGH PRODUCERS FINANCIAL GROUP MIDWEST - 2% OF TIME SPENT. 2. 7/20/2020 - Bradley Wealth Management - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/08/2006 - 0 Hours Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-20
S63 Uniform Securities Agent State Law Examination 2001-12-31
  • S66 Uniform Combined State Law Examination
    2007-02-20
  • S63 Uniform Securities Agent State Law Examination
    2001-12-31

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