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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-12 |
| IL | RA | APPROVED | 2007-02-21 |
Branch Locations
1300 Iroquois Ave, Ste 230, Naperville, IL 60563-8499 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Naperville | IL | 12/2006 | Present |
1. 11/23/2007 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - WRITE TERM LIFE INSURANCE THROUGH PRODUCERS FINANCIAL GROUP MIDWEST - 2% OF TIME SPENT. 2. 7/20/2020 - Bradley Wealth Management - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/08/2006 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-31 |
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