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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-03-06
TX RA APPROVED 2002-11-22
  • OH RA
    APPROVED
    Since 2007-03-06
  • TX RA
    APPROVED
    Since 2002-11-22

Branch Locations

45 E Washington St, Chagrin Falls, OH 44022 • United States

North Royalton, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 09/2008 Present
Bank Of America,N.A. Chagrin Falls OH 06/2011 Present
Other Businesses

I*: 2556259Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO P, K H. IRA FBO P. K H.Address: North Royalton, OH 44133Investment Related: NoPosition, Title, Association: Power of Attorney Employee Start Date: 06/16/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: POA for parent I*: 2556260Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO P. K H. IRA FBO P. K H.Address: North Royalton, OH 44133Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 06/16/2025Number of Hours: 1 hr mthyNumber of Hours during trading: 0 Duties: POA for parent I*: 2555267Entity Type: Fiduciary roleName of OBA: P. K H. R. J H. JTWROSAddress: North Royalton, OH 44133Investment Related: NoPosition, Title, Association: Power of Attorney Employee Start Date: 06/16/2025Number of Hours: 1 hr mthyNumber of Hours during trading: 0 Duties: POA for parent I*2577290, Entity Type: , Name of OBA: MR R J H TOD BENEFICIARIES ON FILE , Address: North Royalton, Ohio, 44133, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/25/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2577291, Entity Type: , Name of OBA: CUST FPO MR R J H IRA FBO MR R J H, Address: North Royalton, Ohio, 44133, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/25/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-19
  • S66 Uniform Combined State Law Examination
    2002-07-19

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