Laura Michelle Steinbeck

Current Employers

Employment History

• 03/2011 → 07/2020
  Securian Financial Services
  St. Paul, MN
• 03/2011 → 07/2020
  Minnesota Life Insurance Co.
  St. Paul, MN
• 03/2011 → 07/2020
  Sgc Financial
  San Mateo, CA
• 06/2020 → Present
  Kestra Investment Services, Llc
  San Ramon, CA
• 06/2020 → Present
  Kestra Advisory Services, Llc
  San Ramon, CA

Previous Registrations

• 2011-03-15 → 2020-07-22
  Securian Financial Services, Inc.
  San Ramon, CA
• 2008-05-05 → 2011-04-19
  Strategic Wealth Advisors Group
  San Ramon, CA
  San Ramon, CA
• 2009-09-08 → 2009-12-12
  Lpl Financial Llc
  San Ramon, CA
• 2008-12-03 → 2009-09-08
  Associated Securities Corp.
  San Mateo, CA
  San Ramon, CA
• 2008-04-25 → 2008-11-28
  Fsc Securities Corporation
  San Mateo, CA
  San Ramon, CA
• 2006-03-02 → 2008-04-17
  Certified Planners, Inc.
  San Ramon, CA
• 2002-09-30 → 2006-02-01
  Banc One Securities Corporation
  Wilmette, IL
  Chicago, IL

Other Businesses

Name: Pacific Wealth Planning, Inc. Investment Related: Yes Address: 111 Deerwood Rd, Suite 175 San Ramon CA 94583 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Financial advisor in divorce, expert witness in divorce Start Date: 6/1/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: outline division options and potential outcomes serve as a witness to describe statements, projections sell life, LTC, disability where applicable to a plan Name: Laura Steinbeck - Notary Investment Related: No Address: 111 Deerwood Rd, Suite 175 San Ramon CA 94583 Nature of Business: Other Other/None of the Above Notary Position, Title or Relationship: I'm the only notary... see above Start Date: 6/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: See above Name: Kestra Financial Services Investment Related: Yes Address: 5707 Southwest Parkway| Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 6/1/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial Advisor Name: AFEA - American Financial Education Alliance Investment Related: No Address: 111 Deerwood Rd, Suite 175 San Ramon CA 94583 Nature of Business: Other Other/None of the Above 501c3 organization that promotes financial education and literacy in local communities Position, Title or Relationship: Instructor Start Date: 5/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Be the instructor for various courses Name: PACIFIC WEALTH PLANNING, INC.POSITION: Financial Advisor, CFP, CDFA NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2022 ADDRESS: 111 Deerwood Road, Suite 175, San Ramon CA 94583 DESCRIPTION: From anything to phone calls to help attorneys understand the financial disclosures on their client's behalf to supporting RSU/Option Division, to creating cash flow to support for/against the need for spousal support. Name: PACIFIC INSURANCE PLANNING POSITION: Owner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 111 Deerwood Road, Suite 175, San Ramon CA 94583 DESCRIPTION: I will initially oversee, but ultimately, we will have staff servicing exiting relationships. Not intending to actively solicit new clients at this time. Name: LEGACY PACIFIC INSURANCE SOLUTIONS POSITION: Owner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2024 ADDRESS: 111 Deerwood Road, Suite 175, San Ramon CA 94583, United States DESCRIPTION: I will initially oversee, but ultimately, we will have staff servicing exiting relationships. Not intending to actively solicit new clients at this time. Name: LAURA STEINBECK, TRUSTEE JUDY LYNN CLARK TRUST POSITION: Trustee NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2025 ADDRESS: 111 Deerwood Road, Suite 175, San Ramon CA 94583, United States DESCRIPTION: Invest the funds in the account and serve within the Trustee capacity.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-18

Designations

Other Names

• Laura Michelle Green
• Laura Michelle O'BRien
• Laura Michelle Obrien
• Laura Michelle Steinbeck