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Cynthia Gaynor Lemons

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

Little Rock, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2009-10-23
  • AR RA
    APPROVED
    Since 2009-10-23

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Littlerock AR 03/1986 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 10/2009 Present
Bank Of America, N.A. Little Rock AR 04/2011 Present
Previous Registrations
  • 2003-10-28 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Little Rock, AR
    Little Rock, AR
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-27
S63 Uniform Securities Agent State Law Examination 2002-01-26
  • S66 Uniform Combined State Law Examination
    2003-10-27
  • S63 Uniform Securities Agent State Law Examination
    2002-01-26
Other Names
  • Cynthia Gaynor Bason

View on SEC IAPD

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WAYMAKER PARTNERS, LLC · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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