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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-29
IL RA APPROVED 2004-01-29
  • TX RA
    APPROVED_RES
    Since 2013-01-29
  • IL RA
    APPROVED
    Since 2004-01-29

Branch Locations

552 S. Washington St, Naperville, IL 60540 • United States

Aurora, IL • United States

8609 Il Route 47, Yorkville, IL 60560 • United States

310 W 1St St, Dixon, IL 61021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Naperville IL 07/2002 Present
Other Businesses

LUTHERAN SOCIAL SERVICES ILLINOIS POSITION: Member of Cornerstone Foundation NATURE: Cornerstone Foundation raises funds, overseesfunds and provides financial funding to implement the services provided by LSSI services to those in need. INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2017 ADDRESS: 1001 E. Touhy Ave, Suite 50, Des Plaines IL 60018 DESCRIPTION: Participate in Cornerstone Board and Committee meetings.Serve as ambassadors of LSSI.Introduce staff of LSSI or Cornerstone to personal acquaintances who migh be prospects for annual or planned giving.Assit the staff in organizing or supporting its fundraising endeavors by organizing events or making personal visits to donors.Recruit new trustees to be members of the Cornerstone Foundation Board.Make annual gifts to LSSI or Cornerstone.Create a legacy gift to to LSSI or Cornerstone.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-25
S63 Uniform Securities Agent State Law Examination 2001-10-27
  • S65 Uniform Investment Adviser Law Examination
    2003-03-25
  • S63 Uniform Securities Agent State Law Examination
    2001-10-27

View on SEC IAPD

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