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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-03 |
| FL | RA | APPROVED | 2024-05-13 |
| TN | RA | APPROVED | 2018-11-02 |
Branch Locations
104 Woodmont Blvd Suite 210, Nashville, TN 37205 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Nashville | TN | 05/2008 | 11/2018 |
| Osaic Wealth, Inc. | Nashville | TN | 11/2018 | Present |
1) BEYOND ASSET MANAGEMENT POSITION: Founding Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/01/2018 ADDRESS: 104 Woodmont Boulevard, Suite 210, Nashville TN 37205, United States DESCRIPTION: Financial Services, Financial Planning, Insurance and investment Sales. This is our DBA 2) JAMES PLASKO POSITION: Broker NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2001 ADDRESS: 104 Woodmont Blvd, Suite 210, Nashville TN 37205, United States DESCRIPTION: Needs analysis and brokering of life, long term care and annuities 3) INDEPENDENCE AMERICAN INSURANCE COMPANY POSITION: Producer NATURE: Insurance Agency - Property and Casualty INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 104 Woodmont Blvd, Suite 210, Nashville TN 37205, United States DESCRIPTION: Property and Casualty Policies 4) BEYOND ASSEY MANAGEMENT, LLC - FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2001 ADDRESS: 104 Woodmont Blvd, Suite 210, Nashville TN 37205, United States DESCRIPTION: Sales / Marketing of Fixed Annuities and Non-Variable Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-05 |
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