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James Christopher Plasko

Osaic Wealth, Inc.

Nashville, TN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-03
FL RA APPROVED 2024-05-13
TN RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-09-03
  • FL RA
    APPROVED
    Since 2024-05-13
  • TN RA
    APPROVED
    Since 2018-11-02

Branch Locations

104 Woodmont Blvd Suite 210, Nashville, TN 37205 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Nashville TN 05/2008 11/2018
Osaic Wealth, Inc. Nashville TN 11/2018 Present
  • 05/2008 → 11/2018
    Signator Investors Inc
    Nashville, TN
  • 11/2018 → Present
    Nashville, TN
Previous Registrations
  • 2013-03-07 → 2018-11-02
    Signator Investors, Inc.
    Nashville, TN
Other Businesses

1) BEYOND ASSET MANAGEMENT POSITION: Founding Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/01/2018 ADDRESS: 104 Woodmont Boulevard, Suite 210, Nashville TN 37205, United States DESCRIPTION: Financial Services, Financial Planning, Insurance and investment Sales. This is our DBA 2) JAMES PLASKO POSITION: Broker NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2001 ADDRESS: 104 Woodmont Blvd, Suite 210, Nashville TN 37205, United States DESCRIPTION: Needs analysis and brokering of life, long term care and annuities 3) INDEPENDENCE AMERICAN INSURANCE COMPANY POSITION: Producer NATURE: Insurance Agency - Property and Casualty INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 104 Woodmont Blvd, Suite 210, Nashville TN 37205, United States DESCRIPTION: Property and Casualty Policies 4) BEYOND ASSEY MANAGEMENT, LLC - FIXED INSURANCE POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2001 ADDRESS: 104 Woodmont Blvd, Suite 210, Nashville TN 37205, United States DESCRIPTION: Sales / Marketing of Fixed Annuities and Non-Variable Insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-18
S63 Uniform Securities Agent State Law Examination 2001-12-05
  • S65 Uniform Investment Adviser Law Examination
    2013-02-18
  • S63 Uniform Securities Agent State Law Examination
    2001-12-05
Other Names
  • James C Plasko

View on SEC IAPD

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