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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-04-20
SC RA APPROVED 2020-04-20
  • PA RA
    APPROVED
    Since 2020-04-20
  • SC RA
    APPROVED
    Since 2020-04-20

Branch Locations

Charleston, SC • United States

610 Market Street, Philadelphia, PA 19106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Investment Philadelphia PA 01/2010 Present
Macquarie Investment Management Business Trust Philadelphia PA 04/2020 Present
Nomura Capital Management Llc Philadelphia PA 06/2026 Present
  • 01/2010 → Present
    Delaware Investment
    Philadelphia, PA
  • 04/2020 → Present
    Macquarie Investment Management Business Trust
    Philadelphia, PA
  • 06/2026 → Present
    Nomura Capital Management Llc
    Philadelphia, PA
Previous Registrations
  • 2010-01-07 → 2020-04-20
    Delaware Capital Management Advisers, Inc
    Philadelphia, PA
  • 2004-02-06 → 2009-12-31
    Lincoln Financial Distributors, Inc.
    Great Falls, VA
    Charleston, SC
Other Businesses

C5 Capital Equipment Rentals LLC/Not investment related/1140 Idbury Lane Charleston SC 29414/Equipment Leasing/Owner/LLC to hold the equipment and also transact the monetary flows./0 hours monthly Pat Conroy Literary Center/Investment Related/601 Bladen St Beaufort SC 29902 https://patconroyliterarycenter.org/Not for profit/Committee Member Start date 9/1/2026/2 Hours per month/trading hours 0/Our mission is to provide a welcoming space for literary engagement including book clubs writing groups and master classes in poetry memoir and fiction. With the support of generous donors we can continue to provide valuable programs and resources for aspiring and established writers of all ages./

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-02
S63 Uniform Securities Agent State Law Examination 2002-06-07
  • S65 Uniform Investment Adviser Law Examination
    2004-02-02
  • S63 Uniform Securities Agent State Law Examination
    2002-06-07
Other Names
  • David J Chorba

View on SEC IAPD

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