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Leigh Galloway

Ubs Financial Services Inc.

Johnson City, TN

Weehawken, NJ

Johnson City, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-09
  • TN RA
    APPROVED
    Since 2004-01-09

Branch Locations

214 East Mountcastle Drive, Johnson City, TN 37601 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

214 East Mountcastle Drive Suite 1-A, Johnson City, TN 37601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Johnson City TN 08/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-11
  • S66 Uniform Combined State Law Examination
    2002-11-11

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JOHNSON CITY, TN
MONEY CONCEPTS CAPITAL CORP · Johnson City, TN

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