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115 Broadway 5Th Floor, New York, NY 10006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-03 |
Branch Locations
115 Broadway 5Th Floor, New York, NY 10006 • United States
Kennesaw, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc. | Anaheim | CA | 08/2015 | 12/2017 |
| Claraphi Advisory Network, Llc | Aliso Viejo | CA | 12/2017 | Present |
H.L. DINGLE & COMPANY, NON-INVESTMENT RELATED, P.O. BOX 550367, ATLANTA, GA 30355 TAX PREPARATION AND SMALL BUSINESS CONSULTING, OWNER, SINCE 10/1999, DEVOTED TIME 20 HOURS A MONTH. TRUCHOICE FINANCIAL GROUP (Formerly GAMEPLAN FINANCIAL); SELLING LIFE INSURANCE & ANNUITIES, DEVOTED TIME 15 HOURS A MONTH. ALLIANZ LIFE INSURANCE COMPANY, DEVOTED TIME 5 HOURS A MONTH. As of October, 2020; Owner of Solid Foundation Business Services, a Georgia corporation, providing business consulting services to small businesses. Not investment related. Spending approximately 10 hours a month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-12-03 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-31 |
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