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Brock Matthew Alspaugh

Alspaugh Wealth Management

Cape Girardeau, MO

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Current Employers
Alspaugh Wealth Management

1923 North Kingshighway Suite 4, Cape Girardeau, MO 63701 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-26
LA RA APPROVED 2024-11-13
TX RA APPROVED_RES 2024-11-07
MO RA APPROVED 2013-05-16
  • IL RA
    APPROVED
    Since 2026-01-26
  • LA RA
    APPROVED
    Since 2024-11-13
  • TX RA
    APPROVED_RES
    Since 2024-11-07
  • MO RA
    APPROVED
    Since 2013-05-16

Branch Locations

1923 North Kingshighway Suite 4, Cape Girardeau, MO 63701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taylor Capital Management Inc. Girardeau MO 04/2013 01/2018
Alspaugh Wealth Management, Llc Cape Girardeau MO 04/2013 Present
Alspaugh Wealth Management, Llc Cape Girardeau MO 04/2013 05/2026
Innovative Insurance Consultants, Llc Cape Girardeau MO 12/2008 Present
Unique Baby, Llc Cape Girardeau MO 07/2010 Present
Semo Asphalt Shingle Recycling, Llc Cape Girardeau MO 06/2011 12/2017
  • 04/2013 → 01/2018
    Taylor Capital Management Inc.
    Girardeau, MO
  • 04/2013 → Present
    Alspaugh Wealth Management, Llc
    Cape Girardeau, MO
  • 04/2013 → 05/2026
    Alspaugh Wealth Management, Llc
    Cape Girardeau, MO
  • 12/2008 → Present
    Innovative Insurance Consultants, Llc
    Cape Girardeau, MO
  • 07/2010 → Present
    Unique Baby, Llc
    Cape Girardeau, MO
  • 06/2011 → 12/2017
    Semo Asphalt Shingle Recycling, Llc
    Cape Girardeau, MO
Previous Registrations
  • 2009-01-05 → 2013-04-25
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2007-05-02 → 2008-12-31
    Cape Girardeau, MO
    Carmel, IN
    Cape Girardeau, MO
  • 2002-05-06 → 2007-05-02
    Cetera Wealth Services, Llc
    Cape Girardeau, MO
Other Businesses

1. INNOVATIVE INSURANCE CONSULTANTS, LLC; INVESTMENT RELATED; CAPE GIRARDEAU, MO; INSURANCE PRODUCTS SALES AND SERVICES; INDEPENDENT INSURANCE AGENT; DECEMBER 2008. 2. UNIQUE BABY, NON-INVESTMENT RELATED, 1923 N KINGSHIGHWAY ST UNIT 4 CAPE GIRARDEAU MO 63701, RENTAL PROPERTY, 07/2010, 1 HOUR PER MONTH, 0 HOUR DURING SECURITIES TRADING, RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-21
  • S66 Uniform Combined State Law Examination
    2002-02-21
Other Names
  • Brock Alspaugh

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