Brock Matthew Alspaugh

Employer firm

Alspaugh Wealth Management CRD 167477

$55.9M regulatory AUM 271 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 01/2018
  Taylor Capital Management Inc.
  Girardeau, MO
• 04/2013 → Present
  Alspaugh Wealth Management, Llc
  Cape Girardeau, MO
• 04/2013 → 05/2026
  Alspaugh Wealth Management, Llc
  Cape Girardeau, MO
• 12/2008 → Present
  Innovative Insurance Consultants, Llc
  Cape Girardeau, MO
• 07/2010 → Present
  Unique Baby, Llc
  Cape Girardeau, MO
• 06/2011 → 12/2017
  Semo Asphalt Shingle Recycling, Llc
  Cape Girardeau, MO

Previous Registrations

• 2009-01-05 → 2013-04-25
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2007-05-02 → 2008-12-31
  Transamerica Financial Advisors, Llc
  Cape Girardeau, MO
  Carmel, IN
  Cape Girardeau, MO
• 2002-05-06 → 2007-05-02
  Cetera Wealth Services, Llc
  Cape Girardeau, MO

Other Businesses

1. INNOVATIVE INSURANCE CONSULTANTS, LLC; INVESTMENT RELATED; CAPE GIRARDEAU, MO; INSURANCE PRODUCTS SALES AND SERVICES; INDEPENDENT INSURANCE AGENT; DECEMBER 2008. 2. UNIQUE BABY, NON-INVESTMENT RELATED, 1923 N KINGSHIGHWAY ST UNIT 4 CAPE GIRARDEAU MO 63701, RENTAL PROPERTY, 07/2010, 1 HOUR PER MONTH, 0 HOUR DURING SECURITIES TRADING, RENTAL PROPERTY.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-21

Other Names

• Brock Alspaugh