Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-13
SC RA APPROVED 2017-01-03
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • SC RA
    APPROVED
    Since 2017-01-03

Branch Locations

1032 Savannah Highway, Charleston, SC 29407 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charleston SC 01/2017 Present
Nationwide Securities Llc Charleston SC 08/2013 12/2016
Previous Registrations
  • 2016-02-17 → 2016-12-31
    Charleston, SC
    Charleston, SC
    Bloomington, MN
    North Charleston, SC
    Mt. Pleasant, SC
    Summerville, SC
    Charleston, SC
Other Businesses

1)Lighthouse Wealth Advisors of Charleston LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-17
S63 Uniform Securities Agent State Law Examination 2001-12-21
  • S65 Uniform Investment Adviser Law Examination
    2016-02-17
  • S63 Uniform Securities Agent State Law Examination
    2001-12-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charleston, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor