Best Investors Account Sign in

Michael Lowinger

Ubs Financial Services Inc.

New York, NY

CRD 4465491

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2016-05-05
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2016-05-05

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 Present
Other Businesses

1) NAME OF OTHER BUSINESS: Guidepoint Global / INVESTMENT RELATED?:No/ ADDRESS: 730 Third Ave, 11th Floor, New York / NATURE OF THE BUSINESS: Expert connection resource/ POSITION: Industry Expert/ DUTIES: Expert connection resource / START DATE: 09/01/2016/ HOURS DEVOTED TO BUSINESS: N/A 2) NAME OF OTHER BUSINESS: Fireworks By Grucci/ INVESTMENT RELATED?: No / ADDRESS: 20 Pinehurst Drive, Bellport, NY / NATURE OF THE BUSINESS: Pyrotechnic Design and Display/ POSITION: Certified Pyrotechnician/ DUTIES:/ START DATE: 04/30/2014 / HOURS DEVOTED TO BUSINESS: NA 3) NAME OF OTHER BUSINESS: Security Traders Association/ INVESTMENT RELATED?:N/ ADDRESS: 22 Barnard Place, Manhassett, NY/ NATURE OF THE BUSINESS: Financial (Consumer & Investment Services) / POSITION: Member of a committee representing the interests of any third party/ DUTIES:UBS Representative for their Market Structure Advisory Committee./ START DATE: 5/1/2021 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-29
S63 Uniform Securities Agent State Law Examination 2002-02-16
  • S66 Uniform Combined State Law Examination
    2016-04-29
  • S63 Uniform Securities Agent State Law Examination
    2002-02-16
Other Names
  • Michael Lowinger
  • Michael Howard Lowinger

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor