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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-28
PA RA APPROVED 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2026-08-28
  • PA RA
    APPROVED
    Since 2022-08-10

Branch Locations

101B S 69Th St, Upper Darby, PA 19082 • United States

1717 N 12Th St Unit A, Philadelphia, PA 19122 • United States

2815 Grays Ferry Ave, Philadelphia, PA 19146 • United States

15 S 52Nd St, Philadelphia, PA 19139 • United States

3583 Aramingo Ave, Philadelphia, PA 19134 • United States

4600 E Roosevelt Blvd Ste 19, Philadelphia, PA 19124 • United States

2900 Island Ave Ste 2942, Philadelphia, PA 19153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Philadelphia PA 08/2014 12/2017
Citizens Securities Inc. Philadephia PA 08/2014 07/2022
Citizens Bank Philadelphia PA 08/2014 07/2022
J.P. Morgan Securities Llc Philadelphia PA 08/2022 Present
Jpmorgan Chase Bank, Na. Philadelphia PA 08/2022 Present
Scent-Sational Fragrances Philadelphia PA 11/2018 12/2025
Rlv2004 Legacy Ventures Llc Philadelphia PA 11/2018 Present
  • 08/2014 → 12/2017
    Cco Investment Services
    Philadelphia, PA
  • 08/2014 → 07/2022
    Philadephia, PA
  • 08/2014 → 07/2022
    Citizens Bank
    Philadelphia, PA
  • 08/2022 → Present
    Philadelphia, PA
  • 08/2022 → Present
    Jpmorgan Chase Bank, Na.
    Philadelphia, PA
  • 11/2018 → 12/2025
    Scent-Sational Fragrances
    Philadelphia, PA
  • 11/2018 → Present
    Rlv2004 Legacy Ventures Llc
    Philadelphia, PA
Previous Registrations
  • 2015-05-26 → 2022-08-11
    Philadelphia, PA
    Plymouth Meeting, PA
    Conshohocken, PA
    Conshohocken, PA
Other Businesses

Entity Name: RLV2004 Legacy Ventures LLC Investment related: No Address: Philadelphia PA 19130 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/19/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Own and Operate residential real estate. rehabilitate residential real estate. Not investment related; Duties: Buy and renovate (using contractors) distressed residential property, then place the property for rent or sale via a realtor. I do not hold a realtors license.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-12
S65 Uniform Investment Adviser Law Examination 2015-05-23
  • S63 Uniform Securities Agent State Law Examination
    2015-06-12
  • S65 Uniform Investment Adviser Law Examination
    2015-05-23
Other Names
  • Robert Hughes
  • Robert S Hughes
  • Robert Stanley Hughes

View on SEC IAPD

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