David Lawrence Rivers

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 08/2017
  Citizens Bank
  Philadelphia, PA
• 08/2017 → 12/2017
  Morgan Stanley
  Mount Laurel, NJ
• 11/2019 → 11/2021
  Merrill Lynch Pierce Fenner&Smith Incorporated / Bank Of America
  King Of Prussia, PA
• 01/2018 → 03/2018
  Unemployed
  Philadelphia, PA
• 04/2018 → 11/2019
  Td Bank Na
  Philadelphia, PA
• 12/2021 → 07/2023
  Morgan Stanley
  Mount Laurel, NJ
• 07/2023 → 02/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
• 08/2025 → Present
  J.P Morgan Securities Llc
  Philadelphia, PA
• 08/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Philadelphia, PA
• 06/2025 → 08/2025
  Horizons At Cristo Rey
  Philadelphia, PA
• 03/2025 → 05/2025
  Unemployed
  Williamstown, NJ
• 09/2025 → Present
  Men's Wearhouse
  Willow Grove, PA

Previous Registrations

• 2023-08-09 → 2025-02-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
• 2021-12-20 → 2023-08-02
  Morgan Stanley
  Mount Laurel, NJ
• 2020-03-10 → 2021-11-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  King Of Prussia, PA
  Glen Mills, PA
  New York, NY
  Philadelphia, PA

Other Businesses

Entity Name: Men's Wearhouse Investment related: No "Address: 1929 Easton Road, Willow Grove, PA. www.menswearhouse.com" Nature of the other business: Retail Position/Title/Relationship: Employee/Contractor Start Date: 09/07/2025 Approximate # of hours a Week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Retail men's formal, business and casual clothing sales. My responsibilities as a Seasonal Sales Associate are to assist customers with their questions regarding clothing choices for any special occasion or general selections. The role is not similar to my firm role as a Relationship Banker. There is no connection to JP MorganChase

Exams

• S66 Uniform Combined State Law Examination
  2020-03-05
• S63 Uniform Securities Agent State Law Examination
  2016-06-20

Other Names

• David L Rivers
• David Lawrence Rivers
• David Lawrence Rivers
• David Lawrence Rivers Ii