Thomas J O'brien

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-04
PA	RA	APPROVED	2006-01-09

TX RA
APPROVED_RES

Since 2018-03-04
PA RA
APPROVED

Since 2006-01-09

Branch Locations

31 Ardmore Avenue, Lansdowne, PA 19050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tax Time	Lansdowne	PA	01/1993	Present
Cetera Financial Specialists Llc	Schaumburg	IL	10/2005	Present
Cetera Investment Advisers Llc	Schaumburg	IL	12/2005	Present
O'BRien Financial Advisors, Llc	Lansdowne	PA	11/2012	Present

01/1993 → Present

Tax Time

Lansdowne, PA
10/2005 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
12/2005 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
11/2012 → Present

O'BRien Financial Advisors, Llc

Lansdowne, PA

Other Businesses

1) TAX TIME, 31 ARDMORE AVE., LANSDOWNE, PA 19050 01/1993 TO PRESENT 40-60 HRS. WEEKLY -SAME TAX PREPARER: 2)O'BRIEN FINANCIAL ADVISORS,LLC; INV-REL; LANSDOWNE, PA; OWNER; REGISTERED REP, IAR AND INSURANCE PRODUCER; START DATE 11/2012; 60HRS/MNTH 30 HRS DURING SECURITY TRADING HRS:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-06
S63	Uniform Securities Agent State Law Examination	2005-11-18

S65 Uniform Investment Adviser Law Examination

2006-01-06
S63 Uniform Securities Agent State Law Examination

2005-11-18

Other Names

Thomas J O'BRien
Thomas J O"Brien

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

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