Thomas J O'BRien

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → Present
  Tax Time
  Lansdowne, PA
• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2012 → Present
  O'BRien Financial Advisors, Llc
  Lansdowne, PA

Other Businesses

1) TAX TIME, 31 ARDMORE AVE., LANSDOWNE, PA 19050 01/1993 TO PRESENT 40-60 HRS. WEEKLY -SAME TAX PREPARER: 2)O'BRIEN FINANCIAL ADVISORS,LLC; INV-REL; LANSDOWNE, PA; OWNER; REGISTERED REP, IAR AND INSURANCE PRODUCER; START DATE 11/2012; 60HRS/MNTH 30 HRS DURING SECURITY TRADING HRS:

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-06
• S63 Uniform Securities Agent State Law Examination
  2005-11-18

Other Names

• Thomas J O'BRien
• Thomas J O"Brien