Brandon Matthew Sobel

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 10/2016
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 10/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2016 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 10/2016 → 03/2021
  Bank Of America, N.A.
  New York, NY
• 03/2021 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2010-05-14 → 2013-12-31
  Morgan Stanley
  New York, NY
• 2007-08-30 → 2010-05-25
  Chase Investment Services Corp.
  New York, NY
  New York, NY
• 2004-05-18 → 2008-02-08
  Capital One Financial Advisors Llc
  Melville, NY

Other Businesses

2601 Grovenor House LLC / Company / Investment Property - We have a yearly tenant / Proprietor / owner / leasing and capital improvements Little Puck Galleries LLC,United States,LLC - personal holding company,Real Estate,personal holding company for real estate,Partner,LLC is a holding company for an investment property that my wife and I purchasedStart date -11/20/2025 Brotein Foods LLC,United States,LLC that's seed investing into a food and beverage business.Food, Beverages & Tobacco,Food and beverage startup,OtherSeed Investornone., Start date 4/13/2026

Exams

• S66 Uniform Combined State Law Examination
  2002-02-07