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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-11 |
| FL | RA | APPROVED | 2007-03-19 |
Branch Locations
1400 Broadway, 16Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Securities Group Corp./Signature Bank | New York | NY | 01/2009 | 04/2018 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | 12/2025 |
| Signature Securities Group Corp./Signature Bank | New York | NY | 04/2018 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 12/2025 | 06/2026 |
| Flagstar Securities, Inc/Flagstar Bank, N.A. | New York | NY | 07/2026 | Present |
Flagstar Bank, N.A. (NYCB); Investment Related; 102 Duffy Avenue, Hicksville, NY 11801; Employed as Compliance Officer/AMLCO- Vice President of Flagstar Securities, Inc.; Compliance Officer/AMLCO- Vice President; Started August 01, 2024; Full time employment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-03 |
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