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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-13 |
| TX | RA | APPROVED_RES | 2023-07-13 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | New York | NY | 05/2007 | 06/2023 |
| Jpmorgan Chase Bank Na | New York | NY | 07/2023 | Present |
| Jpmorgan Securities Llc | New York | NY | 07/2023 | Present |
| Oreofe Llc | Dix Hills | NY | 10/2021 | Present |
Entity Name: Oreofe LLC Investment related: No Address: Dix Hills NY 11746 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/20/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC for the purpose of real estate ownership Entity Name: Spring Forth Associates LLC Investment related: No Address: DIX HILLS NY 11746 Nature of the other business: Accounting Position/Title/Relationship: Owner/Partner Start Date: 05/25/2004 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Tax, Accounting and Consulting. Private family owned business mostly focused on tax preparation and accounting services. My husband is a CPA. we are both principal partners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-18 |
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