Best Investors Account Sign in

Olivier Diaz

Ubs Financial Services Inc.

New York, NY

Nashville, TN

Bronx, NY

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-24
FL RA APPROVED 2024-07-24
NJ RA APPROVED 2024-07-23
NY RA APPROVED 2021-10-26
  • CT RA
    APPROVED
    Since 2024-07-24
  • FL RA
    APPROVED
    Since 2024-07-24
  • NJ RA
    APPROVED
    Since 2024-07-23
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag Ny NY 08/2001 Present
Ubs International Inc. Ny NY 01/2002 Present
Ubs Financial Services Inc. Weehawken NJ 01/2010 Present
  • 08/2001 → Present
    Ubs Ag
    Ny, NY
  • 01/2002 → Present
    Ubs International Inc.
    Ny, NY
  • 01/2010 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Previous Registrations
  • 2004-06-11 → 2010-01-01
    Ubs International Inc.
    New York, NY
    Ny, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-07
  • S66 Uniform Combined State Law Examination
    2002-05-07

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor