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Benjamin Aaron Edwards

LPl Financial LLC

Southbury, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-30
CT RA APPROVED 2024-01-30
  • TX RA
    APPROVED
    Since 2024-08-30
  • CT RA
    APPROVED
    Since 2024-01-30

Branch Locations

30 Poverty Rd, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services Springfield MA 07/2016 03/2017
Mml Investors Services, Llc Walnut Creek CA 03/2017 09/2017
Jackson National Life Distributors Llc Franklin TN 11/2017 08/2022
Sammons Institutional Group West Des Moines IA 08/2022 01/2024
Lpl Financial Llc West Hartford CT 01/2024 Present
  • 07/2016 → 03/2017
    Msi Financial Services
    Springfield, MA
  • 03/2017 → 09/2017
    Walnut Creek, CA
  • 11/2017 → 08/2022
    Jackson National Life Distributors Llc
    Franklin, TN
  • 08/2022 → 01/2024
    Sammons Institutional Group
    West Des Moines, IA
  • 01/2024 → Present
    West Hartford, CT
Previous Registrations
Other Businesses

1) 01/23/2024 - Real Estate Rental - Owner - TN 37174 - Investment related - Start date: 07/31/2022. 2) 02/05/2024 - Bedard Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/02/2024 - 40 Hours Per Month/ During Trading 3) 05/31/2024 - Beartas - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/31/2024 - 320 Hours Per Month/ 35 Hours During Trading 4) 06/14/2024 - Beartas LLC - Inv Related - At reported Business Location(s) - Insurance Agency - Started: 5/31/2024 - 1 Hr/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2011-04-08
  • S65 Uniform Investment Adviser Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2011-04-08
Other Names
  • Ben A. Edwards
  • Benjamin Aaron Edwards
  • Benjamin Edwards

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