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James Franklin Parker

Sws Partners, LLC

Columbus, OH

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Current Employers
Sws Partners, Llc

230 West Street Suite 500, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
OH RA APPROVED 2017-01-03
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • OH RA
    APPROVED
    Since 2017-01-03

Branch Locations

230 West Street Suite 500, Columbus, OH 43215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Express Financial Advisors Columbus OH 05/2001 Present
Sws Partners, Llc Columbus OH 11/2015 Present
  • 05/2001 → Present
    American Express Financial Advisors
    Columbus, OH
  • 11/2015 → Present
    Columbus, OH
Previous Registrations
Other Businesses

Business Ownership; Parker Asset Strategies Group; Owner; Financial Services; Columbs, OH 43209; 0 during trading hours./Parker Asset Strategies; Owner; Financial Services; Columbus Oh 43209; Not investment related; 4/15/2014.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-07
  • S66 Uniform Combined State Law Examination
    2005-01-07
Other Names
  • Frank Parker

View on SEC IAPD

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