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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-10-06
  • WI RA
    APPROVED
    Since 2022-10-06

Branch Locations

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc Appleton WI 10/2001 02/2018
Lpl Financial Llc Appleton WI 02/2018 Present
Advisor's Pride Appleton WI 02/2018 10/2022
Gateway Wealth Partners, Llc Appleton WI 10/2022 Present
  • 10/2001 → 02/2018
    Sii Investments, Inc
    Appleton, WI
  • 02/2018 → Present
    Lpl Financial Llc
    Appleton, WI
  • 02/2018 → 10/2022
    Advisor's Pride
    Appleton, WI
  • 10/2022 → Present
    Appleton, WI
Previous Registrations
  • 2019-10-17 → 2022-12-31
    Advisors' Pride Inc.
    Appleton, WI
  • 2005-11-05 → 2018-02-20
    Sii Investments, Inc.
    Appleton, WI
    Appleton, WI
    Appleton, WI
  • 2016-02-08 → 2018-02-20
    Investment Centers Of America, Inc.
    Appleton, WI
    Appleton, WI
Other Businesses

1) 10/16/2018 - Advisors' Pride - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 02/27/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Advisors' Pride, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 03/09/2022 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/31/2021 - 160 Hours Per Month/100 Hours During Securities Trading 3) 03/22/2022 - Gateway Partners Holdings LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/31/2021 - 160 Hours Per Month/100 Hours During Securities Trading 4) 12/7/2022 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin - 11/30/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide administrative support to Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 3/30/2023 - Gateway Growth Partners, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/15/2022 - 1 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-31
  • S66 Uniform Combined State Law Examination
    2005-10-31

View on SEC IAPD

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