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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-07-30
  • CA RA
    APPROVED
    Since 2018-07-30

Branch Locations

790 E Colorado Blvd Ste 710, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Pasadena CA 05/2016 05/2018
Oneamerica Securities Pasadena CA 02/2017 05/2018
Massmutual Life Insurance Company Arcadia CA 05/2018 Present
Mml Investors Services, Llc Aracdia CA 07/2018 Present
The Strategy Partners Pasadena CA 06/2016 05/2018
  • 05/2016 → 05/2018
    American United Life
    Pasadena, CA
  • 02/2017 → 05/2018
    Oneamerica Securities
    Pasadena, CA
  • 05/2018 → Present
    Massmutual Life Insurance Company
    Arcadia, CA
  • 07/2018 → Present
    Aracdia, CA
  • 06/2016 → 05/2018
    The Strategy Partners
    Pasadena, CA
Previous Registrations
Other Businesses

NAME: GLOBAL FEDERATION OF CHINESE BUSINESS WOMEN GREATER LOS ANGELES CHAPTER INV REL:N ADD: 10 W BAYSTATE ST #6154 ALHAMBRA CA 91802 NATURE:NON-PROFIT ORG TO INSPIRE BUSINESS WOMEN TO EXPLORE OPPORTUNITY POSITION: VICE PRESIDENT START DATE: 01/01/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0 (2) NAME: ALZHEIMER GREATER LA INV REL: N ADD: 4221 WILSHIRE BLVD #400 LOS ANGELES CA 90010 NATURE: NON-PROFIT POSITION: TRAINED VOLUNTEER START DATE: 9/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (3) NAME: DEBBY PAN INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE/ HEALTH INSURANCE POSITION: AGENT START DATE: 6/2016 NO HRS/NO: 1 NOR HS/MO DUR TRADING: 0 (4) CHINESE SCHOOL OF SAN MARINO INV REL: N ADD: 2417 HUNTINGTON DR SAN MARINO CA 91108 NATURE: CHINESE LANGUAGE SCHOOL POSITION: PART-TIME TEACHER START DATE: 9/18/2021 NO HRS/MO: 12 NO HRS/MO DUR TRADING: 0 DUTIES: PART-TIME TEACHER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-27
S63 Uniform Securities Agent State Law Examination 2001-11-10
  • S65 Uniform Investment Adviser Law Examination
    2004-12-27
  • S63 Uniform Securities Agent State Law Examination
    2001-11-10
Other Names
  • Pan

View on SEC IAPD

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