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Timothy Bennett

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-07-21
  • TX RA
    APPROVED
    Since 2004-07-21

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch-Secured Based Lending Beverly Hills CA 10/1999 Present
Bank Of America, Na Dallas TX 08/2009 Present
  • 10/1999 → Present
    Merrill Lynch-Secured Based Lending
    Beverly Hills, CA
  • 08/2009 → Present
    Bank Of America, Na
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-15
S63 Uniform Securities Agent State Law Examination 2001-11-29
  • S66 Uniform Combined State Law Examination
    2005-12-15
  • S63 Uniform Securities Agent State Law Examination
    2001-11-29
Other Names
  • Tim Bennett

View on SEC IAPD

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BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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