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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-12-04
OR RA APPROVED 2024-12-13
PA RA APPROVED 2021-12-21
CA RA APPROVED 2021-05-28
FL RA APPROVED 2019-01-18
DC RA APPROVED 2018-09-13
CO RA APPROVED 2018-07-31
VA RA APPROVED 2018-07-31
MD RA APPROVED 2018-07-30
  • AL RA
    APPROVED
    Since 2025-12-04
  • OR RA
    APPROVED
    Since 2024-12-13
  • PA RA
    APPROVED
    Since 2021-12-21
  • CA RA
    APPROVED
    Since 2021-05-28
  • FL RA
    APPROVED
    Since 2019-01-18
  • DC RA
    APPROVED
    Since 2018-09-13
  • CO RA
    APPROVED
    Since 2018-07-31
  • VA RA
    APPROVED
    Since 2018-07-31
  • MD RA
    APPROVED
    Since 2018-07-30

Branch Locations

211 Washington Street, Washington Street, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freedom Broker Services Vienna VA 04/2008 Present
Investment Professionals San Antonio TX 09/2014 07/2018
Ohio National Financial Services Cincinnati OH 08/2011 Present
The O.N. Equity Sales Company Cincinnati OH 07/2018 Present
  • 04/2008 → Present
    Freedom Broker Services
    Vienna, VA
  • 09/2014 → 07/2018
    Investment Professionals
    San Antonio, TX
  • 08/2011 → Present
    Ohio National Financial Services
    Cincinnati, OH
  • 07/2018 → Present
    The O.N. Equity Sales Company
    Cincinnati, OH
Previous Registrations
  • 2016-03-14 → 2018-07-31
    Investment Professionals, Inc.
    Leesburg, VA
    San Antonio, TX
    Danville, KY
  • 2002-05-21 → 2008-04-10
    Fairfax, VA
    Fairfax, VA
Other Businesses

1)Freedom Broker Services; 211 Washington Street, Frederick, Maryland 21701; Insurance Brokerage; Partner; Start Date: 04/15/2008; Approximately 60 hours per month devoted to other business activity( 30 hours of which are during securities trading hours); Compensated; Signatory Authority; Duties include prospecting, developing & implementing business cases with new and existing clients.2). Treasurer for Covert Resort Association; not investment related; 80200 Linden Hills St, Covert, MI 49043; Treasurer; 12/01/2017-present; 10 hours/month (0 during market hours); pay association bills, serve on Board of Directors, manage Association checking account and CD's. 3). Caring Consulting; Not investment Related; 211 Washington Street, Frederick, MD 21701; Consulting Education and Understanding in Special Needs and related Topics and applications; Consultant; 01/01/01/2020-present; 10 hours/month (5 during securities trading hours); Advising Non-Profit Entities on insurance related charitable gifts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-18
  • S66 Uniform Combined State Law Examination
    2002-01-18

View on SEC IAPD

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