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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-12-04 |
| OR | RA | APPROVED | 2024-12-13 |
| PA | RA | APPROVED | 2021-12-21 |
| CA | RA | APPROVED | 2021-05-28 |
| FL | RA | APPROVED | 2019-01-18 |
| DC | RA | APPROVED | 2018-09-13 |
| CO | RA | APPROVED | 2018-07-31 |
| VA | RA | APPROVED | 2018-07-31 |
| MD | RA | APPROVED | 2018-07-30 |
Branch Locations
211 Washington Street, Washington Street, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Freedom Broker Services | Vienna | VA | 04/2008 | Present |
| Investment Professionals | San Antonio | TX | 09/2014 | 07/2018 |
| Ohio National Financial Services | Cincinnati | OH | 08/2011 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 07/2018 | Present |
1)Freedom Broker Services; 211 Washington Street, Frederick, Maryland 21701; Insurance Brokerage; Partner; Start Date: 04/15/2008; Approximately 60 hours per month devoted to other business activity( 30 hours of which are during securities trading hours); Compensated; Signatory Authority; Duties include prospecting, developing & implementing business cases with new and existing clients.2). Treasurer for Covert Resort Association; not investment related; 80200 Linden Hills St, Covert, MI 49043; Treasurer; 12/01/2017-present; 10 hours/month (0 during market hours); pay association bills, serve on Board of Directors, manage Association checking account and CD's. 3). Caring Consulting; Not investment Related; 211 Washington Street, Frederick, MD 21701; Consulting Education and Understanding in Special Needs and related Topics and applications; Consultant; 01/01/01/2020-present; 10 hours/month (5 during securities trading hours); Advising Non-Profit Entities on insurance related charitable gifts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-18 |
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