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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-10 |
| MD | RA | APPROVED | 2018-01-05 |
| VA | RA | APPROVED | 2009-01-09 |
Branch Locations
Creekside Plaza 50 Citizen'S Way Suite 200, Frederick, MD 21701 • United States
Leesburg, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Washington | DC | 12/2008 | Present |
1. Lido Civic Club; %995 3rd Street NW, Washington, DC 20001; Civic Organization; Golf Chairman; I run the annual golf tournament raising funds for our scholarship program; 01/16/2009; 40 Hours per Year; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-27 |
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