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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-28
  • NY RA
    APPROVED
    Since 2021-10-28

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation New York NY 07/2007 06/2017
The Bank Of New York Mellon New York NY 07/2008 06/2017
New York Life New York NY 06/2017 Present
  • 07/2007 → 06/2017
    Mbsc Securities Corporation
    New York, NY
  • 07/2008 → 06/2017
    The Bank Of New York Mellon
    New York, NY
  • 06/2017 → Present
    New York Life
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-15
  • S66 Uniform Combined State Law Examination
    2002-02-15
Other Names
  • Morgan Lyn Fisher
  • Morgan Lyn Fisher

View on SEC IAPD

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