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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-21
  • TX RA
    APPROVED
    Since 2017-03-21

Branch Locations

550 Post Oak Blvd Suite 390, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advance Technical Resources Austin TX 07/2004 Present
Transamerica Financial Advisors, Llc Houston TX 06/2015 Present
Wfgia Houston TX 06/2001 Present
Blue Cross And Blue Shield Of Texas Richardson TX 11/2014 Present
Health Insurance Round Rock TX 02/2014 Present
Lspn Pro, Llc Lindon UT 06/2021 Present
  • 07/2004 → Present
    Advance Technical Resources
    Austin, TX
  • 06/2015 → Present
    Houston, TX
  • 06/2001 → Present
    Wfgia
    Houston, TX
  • 11/2014 → Present
    Blue Cross And Blue Shield Of Texas
    Richardson, TX
  • 02/2014 → Present
    Health Insurance
    Round Rock, TX
  • 06/2021 → Present
    Lspn Pro, Llc
    Lindon, UT
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. LSPN Pro, LLC / 0621-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: 5 / Sec Trading Hrs.: 1 / Client communications, Marketing, and referring potential clients Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. BLUE CROSS AND BLUE SHIELD OF TEXAS/INVESTMENT RELATED-NO/1001 E. LOOKOUT DRIVE, RICHARDSON, TX 75082/11-1-2014/80/4/ENROLL CLIENTS IN HEALTH PLANS DURING ENROLLMENT PERIOD. HEALTH INSURANCE/NO/3726 GEESE ROUTE, ROUND ROCK, TX 78665/HEALTH INSURANCE, MEDICARE INSURANCE, DENTAL INSURANCE/AGENT/02.26.2014/80/2/EDUCATE CLIENTS ABOUT HEALTH INSURANCE AND ENROLL CLIENT IN HEALTH, DENTAL, MEDICARE INSURANCE PLANS. ADVANCE TECHNICAL RESOURCES/no/Austin, TX/build computers/7/2004

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-28
S63 Uniform Securities Agent State Law Examination 2015-07-16
  • S65 Uniform Investment Adviser Law Examination
    2017-02-28
  • S63 Uniform Securities Agent State Law Examination
    2015-07-16
Other Names
  • Anthony Nguyen

View on SEC IAPD

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