Andrew F Hearon

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 09/2016
  Deutsche Bank Securities Inc.
  New York, NY
• 09/2016 → Present
  Raymond James & Associates, Inc.
  New York, NY

Previous Registrations

• 2009-05-19 → 2016-09-06
  Deutsche Bank Securities Inc.
  New York, NY
  New York, NY
• 2005-10-18 → 2009-02-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

(1) Name of Business: Cheshire Path LLC Address: 61 Roxbury Rd, Garden City, NY, 11530, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/14/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sole Owner Proprietor (2) Name of Business: Cheshire Path LLC Address: 867 Hempstead Turnpike , Franklin Sq, NY, 11010, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/25/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Currently None. The business LLC was formed with the original intention of investing in Music Business including Live Local Music Promotion, Streaming music Promotion. (3) Name of Business: Garden City Community Church Address: 61 Roxbury Rd, Garden City, NY, 11530, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/31/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Seat on the Church F&A Board which is a non-fiduciary position with the Church Organization, but is charged with oversite of Financial and Administrative activity \n\nThe Finance Committee is updated on a quarterly basis on all Investment Activity through a 3rd party Investment Manager that is NOT Raymond James, and this Committee has no signing or fiduciary authorization over Investment allocation and decisions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-17
• S66 Uniform Combined State Law Examination
  2001-11-02

Other Names

• Andrew Francis Hearon
• Drew Hearon