James Joseph Mahoney

Current Employers

Employment History

• 09/2014 → Present
  Kestra Investment Services, Llc.
  Northampton, MA
• 04/2016 → Present
  Kestra Advisory Services, Llc.
  Northampton, MA

Previous Registrations

• 2010-09-16 → 2014-09-19
  Avantax Advisory Services
  Nort Hampton, MA
• 2010-01-13 → 2010-09-27
  Lpl Financial Llc
  West Hartford, CT
• 2009-11-20 → 2009-12-22
  Bradway Financial, Llc
  Longmeadow, MA

Other Businesses

Business Name: NORTHAMPTON FINANCIAL SERVICES Investment Related: Yes Address: 243 KING STREET, SUITE 244 NORTHAMPTON MA 01060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: PRINCIPAL Start Date: 10/1/2010 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: INDIVIDUALS AND SMALL BUSINESSES CONSULT WITH ME REGARDING THIER FINANCIAL PLANNING AND INVESTMENT DECISIONS Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Berkshire East, LLC Investment Related: No Address: 66 Thunder Mountain Road Charlemont MA 01339 Nature of Business: Other Other/None of the Above Berkshire East is a ski resort. Position, Title or Relationship: Ski Team Coach Start Date: 12/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I coach children skiing with a focus on developing skills for competition. Business Name: NORTHAMPTON HIGH SCHOOL SKI TEAM POSITION: Assistant Coach NATURE: Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2023 ADDRESS: 380 Elm St, Northampton MA 01060 DESCRIPTION: In December I will be obligated to attend one conditioning practice each week that will last 1.5 hours. In January and February I will be coaching, on snow, two evenings a week (4:30 - 7). My duties include overseeing a team of 20 high school as an assistant to the head coach.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-09-25
• S63 Uniform Securities Agent State Law Examination
  2001-10-14

Designations

Other Names

• James Joseph Mahoney
• James Joseph Mahoney
• James Joseph Mahoney