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Shana R Ice

Morgan Stanley

El Segundo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-23
TX RA APPROVED_RES 2021-09-23
  • CA RA
    APPROVED
    Since 2021-09-23
  • TX RA
    APPROVED_RES
    Since 2021-09-23

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Springfield VA 11/2015 10/2017
Azzad Asst Management Falls Church VA 10/2017 02/2019
Massmutual/ Tomi Wealth Managment Vienna VA 02/2019 09/2021
Mml Investors Services Vienna VA 02/2019 09/2021
Morgan Stanley El Segundo CA 09/2021 Present
  • 11/2015 → 10/2017
    Unemployed
    Springfield, VA
  • 10/2017 → 02/2019
    Azzad Asst Management
    Falls Church, VA
  • 02/2019 → 09/2021
    Massmutual/ Tomi Wealth Managment
    Vienna, VA
  • 02/2019 → 09/2021
    Mml Investors Services
    Vienna, VA
  • 09/2021 → Present
    Morgan Stanley
    El Segundo, CA
Previous Registrations
  • 2020-11-18 → 2021-09-15
    Mml Investors Services, Llc
    Mclean, VA
    Manhattan Beach, CA
  • 2017-10-13 → 2019-02-25
    Azzad Asset Management, Inc.
    Falls Church, VA
  • 2012-10-02 → 2015-11-05
    Morgan Stanley
    Mclean, VA
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
  • 2012-05-18 → 2012-09-25
    Planning Solutions Group, Llc
    Fulton, MD
  • 2011-05-25 → 2011-06-10
    Morgan Stanley
    Scottsdale, AZ
  • 2010-01-25 → 2010-04-22
    Resource Horizons Investment Advisory, Inc.
    Scottsdale, AZ
  • 2008-03-11 → 2010-01-21
    1St Global Advisors Inc
    Phoenix, AZ
  • 2007-11-27 → 2007-12-20
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-26
S66 Uniform Combined State Law Examination 2007-11-08
  • S63 Uniform Securities Agent State Law Examination
    2020-10-26
  • S66 Uniform Combined State Law Examination
    2007-11-08
Other Names
  • Shana Rose Esposito
  • Shana Rose Williamson
  • Shana Sturdy
  • Shana Rose Sturdy
  • Shana Rose Esposito
  • Shana Rose Ice
  • Shana Rose Osgood
  • Shana R Osgood

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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