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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2001-11-16
  • IA RA
    APPROVED
    Since 2001-11-16

Branch Locations

414 E Platt St, Maquoketa, IA 52060-2411 • United States

Maquoketa, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Maquoketa IA 09/2005 03/2020
Ameriprise Financial Services, Llc Maquoketa IA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 46 Olive Ct. Iowa City, IA 52245, ,; Not Investment-Related; 10/05/2018 / Single Family; 237 Woodside Dr, , Iowa City, IA, 52246; Not Investment-Related; 09/20/2022 / Commercial; 414 E Platt St, , Maquoketa, IA, 52060; Investment-Related; 05/01/2024 / Single Family; 317 Antler Ct, , Marion, IA, 52302; Investment-Related; 01/07/2025. Business Ownership; Brian Aunan, CPA; ; Tax Preparation; 414 E PlattMaquoketa, IA 52060, ,; Not Investment-Related; 01/01/2002; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Hospice of Jackson County; Board Member; 700 W Grove St, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-09
  • S66 Uniform Combined State Law Examination
    2001-11-09

View on SEC IAPD

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