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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 03/1997 | 02/2017 |
| Central Financial Services | Dubuque | IA | 08/1984 | 02/2017 |
| Kinrade Family Angus | Maquoketa | IA | 03/1996 | Present |
| Sii | Johnston | IA | 02/2017 | 11/2018 |
| Osaic Wealth, Inc. | Dubuque | IA | 11/2018 | Present |
1. LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * CENTRAL FINANCIAL SERVICES; SAME AS BRANCH; INV REL; LIFE INSURANCE BUSINESS; OWNER AND AGENT; START DATE=08/1984; HRS/MO=200; TRADING HRS/MO=165; SELL LIFE INSURANCE AND FIXED ANNUITIES TO MY ESTABLISHED CLIENT BASE. * KINRADE FAMILY ANGUS; NON INV REL; 2165 110TH ST MAQUOKETA IA 52060; OWNER SOLE PROPRIETOR; START DATE = 03/1996; HRS/MO=65; TRADING HRS/MO=10; INVOLVED IN BREEDING DECISIONS FEEDING DECISIONS VACCINATION PROGRAMS AND MARKETING THE CATTLE. 2. KINRADE FAMILY ANGUS POSITION: Owner/ farm manager NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1996 ADDRESS: 2165 110th Street, Maquoketa IA 52060, United States DESCRIPTION: Owner and manager of a family farm. Plant row crops, soybeans and corn. Also manage an Angus breeding herd. 3. CENTRAL FINANCIAL GROUP - FIXED INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 145 SECURITIES TRADING HOURS: 145 START DATE: 08/01/1984 ADDRESS: 714 W. Platt Street Suite 3, Maquoketa IA 52060, United States DESCRIPTION: Sell and service fixed life insurance products. 4. SJ7 LEGACY, LLC POSITION: Owner NATURE: My wife, Julie & I co-own the building, Lot 1 Plaza, under our SJ7 Legacy, LLC. We rent professional office space in this building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 146 S Main St, Maquoketa IA 52060, United States DESCRIPTION: We created a LLC in order to collect rentand pay the expenses of building. As owners & landlords, we maintain the building and the surrounding sidewalks.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-07 |
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