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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-24
IA RA APPROVED 2018-10-20
  • TX RA
    APPROVED_RES
    Since 2018-10-24
  • IA RA
    APPROVED
    Since 2018-10-20

Branch Locations

107 E Quarry St., Maquoketa, IA 52060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp West Des Moines IA 12/2015 10/2018
Cambridge Investment Research, Inc. Fairfield IA 10/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2018 Present
  • 12/2015 → 10/2018
    Broker Dealer Financial Services Corp
    West Des Moines, IA
  • 10/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2018 → Present
    Fairfield, IA
Previous Registrations
  • 2016-08-03 → 2018-10-20
    Investment Advisors Corp
    Maquoketa, IA
Other Businesses

1) MAQUOKETA STATE BANK, 203 N MAIN ST MAQUOKETA IA, 01/2016, MANAGER OHNWARD WEALTH AND RETIREMENT, INV REL, 60 HR/WK 60/TRADING 2) OHNWARD WEALTH & RETIREMENT, 203 N MAIN ST MAQUOKETA IA, 09/1999, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20 HR/MO 20 HR/MO TRADING 3) WELLMARK INSURANCE SALES, 203 N MAIN ST MAQUOKETA IA, 09/2003, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/MO 2 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING, 10/2018 5) MAQUOKETA HIGH SCHOOL ALUMNI ASSOCIATION, PO BOX 802 203 N MAIN ST MAQUOKETA IA, 06/2010, COMMITTEE MEMBER, SCHOLASTIC, NIR, 20 HR/YR 0/TRADING 6) FRIENDS OF MAQUOKETA CAVES STATE PARK, 10970 98TH ST MAQUOKETA IA, 06/2018, VOLUNTEER, GRANT WRITER, NIR, 3 HR/MO 0 HR/MO TRADING 7) GRANT WOOD MISSISSIPPI RIVER REGION, 119 S MAIN ST MAQUOKETA IA, 09/2014, AS PARKS TO PEOPLE VOTING BOARD MEMBER. NIR, 5 HR/MO 0 HR/MO TRADING 8) MAQUOKETA ART EXPERIENCE BOARD, 124 S MAIN ST MAQUOKETA IA, 10/2019, VOLUNTEER/MAQ. ART EXPERIENCE BOARD, BOARD MEETINGS, SPECIAL EVENTS. NIR, 2 HR/MO 0 HR/MO TRADING 9) IPERS/STATE PENSION ENTITY, 7401 REGISTER DRIVE DES MOINES IA, 03/2021, NIR, VOLUNTEER BOARD MEMBER, 4 HR/MO 4 HR/MO TRADING 10) INNOVATE 120, 120 S Main Street, Maquoketa IA 52060, 06/01/2024, Board Member, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING. 11) OHNWARD WEALTH & RETIREMENT, 107 E Quarry Street, Maquoketa IA 52060, United States, 01/01/2015, Agent, DBA Name, NIR, 160 HR/MO - 100 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-24
  • S63 Uniform Securities Agent State Law Examination
    2000-07-24
Designations
Other Names
  • Kerry Sheets

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