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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-24 |
| IA | RA | APPROVED | 2018-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp | West Des Moines | IA | 12/2015 | 10/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1) MAQUOKETA STATE BANK, 203 N MAIN ST MAQUOKETA IA, 01/2016, MANAGER OHNWARD WEALTH AND RETIREMENT, INV REL, 60 HR/WK 60/TRADING 2) OHNWARD WEALTH & RETIREMENT, 203 N MAIN ST MAQUOKETA IA, 09/1999, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20 HR/MO 20 HR/MO TRADING 3) WELLMARK INSURANCE SALES, 203 N MAIN ST MAQUOKETA IA, 09/2003, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/MO 2 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING, 10/2018 5) MAQUOKETA HIGH SCHOOL ALUMNI ASSOCIATION, PO BOX 802 203 N MAIN ST MAQUOKETA IA, 06/2010, COMMITTEE MEMBER, SCHOLASTIC, NIR, 20 HR/YR 0/TRADING 6) FRIENDS OF MAQUOKETA CAVES STATE PARK, 10970 98TH ST MAQUOKETA IA, 06/2018, VOLUNTEER, GRANT WRITER, NIR, 3 HR/MO 0 HR/MO TRADING 7) GRANT WOOD MISSISSIPPI RIVER REGION, 119 S MAIN ST MAQUOKETA IA, 09/2014, AS PARKS TO PEOPLE VOTING BOARD MEMBER. NIR, 5 HR/MO 0 HR/MO TRADING 8) MAQUOKETA ART EXPERIENCE BOARD, 124 S MAIN ST MAQUOKETA IA, 10/2019, VOLUNTEER/MAQ. ART EXPERIENCE BOARD, BOARD MEETINGS, SPECIAL EVENTS. NIR, 2 HR/MO 0 HR/MO TRADING 9) IPERS/STATE PENSION ENTITY, 7401 REGISTER DRIVE DES MOINES IA, 03/2021, NIR, VOLUNTEER BOARD MEMBER, 4 HR/MO 4 HR/MO TRADING 10) INNOVATE 120, 120 S Main Street, Maquoketa IA 52060, 06/01/2024, Board Member, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING. 11) OHNWARD WEALTH & RETIREMENT, 107 E Quarry Street, Maquoketa IA 52060, United States, 01/01/2015, Agent, DBA Name, NIR, 160 HR/MO - 100 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-24 |
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