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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED | 2024-08-02 |
Branch Locations
119 South Main St, Ste #4, Maquoketa, IA 52060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Powell Financial Group | Maquoketa | IA | 09/2015 | 08/2022 |
| Signator Investors, Inc. | Maquoketa | IA | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Maquoketa | IA | 11/2018 | 08/2024 |
| Lpl Financial Llc | Maquoketa | IA | 08/2024 | Present |
1- 07/2024 / Paul M ller / Notary / Inv Related / 1 hrs mnth / start 01/01/1979 2- 07/2024 / Insurance Planning Services Corporation / Non-Variable Insurance / Inv Related / 120 hrs mnth / start 01/01/1979 3- 07/2024 / Paul Miller Insurance / Business Entity For Tax/Investment Purposes Only / Non Inv Related / 20 hrs mnth / start 01/01/1979
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-02-01 |
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