Nicholas Timothy Pellman

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2010-03-26

NH RA
APPROVED

Since 2010-03-26

Branch Locations

518 High Street, Somersworth, NH 03878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2010	Present

03/2010 → Present

Edward Jones

St Louis, MO

Previous Registrations

2009-11-17 → 2010-03-05

Td Wealth Management Services Inc.

Dover, NH

Epping, NH

Conway, NH

Hampton, NH
2006-06-01 → 2009-11-17

Cetera Investment Services Llc

Dover, NH

North Conway, NH

Other Businesses

Rental Property Somersworth, NH Start date: 8/1/2024 Financial Advisor Hours per week: 2 Hours during trading: 1 Renting a small building that I own to myself/EJ to house my office.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-02
S63	Uniform Securities Agent State Law Examination	2001-11-13

S65 Uniform Investment Adviser Law Examination

2006-05-02
S63 Uniform Securities Agent State Law Examination

2001-11-13

Designations

Chartered Financial Consultant

Other Names

Nicholas T Pellman
Nicholas Timothy Pellman

View on SEC IAPD