Nicholas Timothy Pellman

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2010-03-26

NH RA
APPROVED

Since 2010-03-26

Branch Locations

518 High Street, Somersworth, NH 03878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2010	Present

03/2010 → Present

Edward Jones

St Louis, MO

Previous Registrations

2009-11-17 → 2010-03-05

Td Wealth Management Services Inc.

Dover, NH

Epping, NH

Conway, NH

Hampton, NH
2006-06-01 → 2009-11-17

Cetera Investment Services Llc

Dover, NH

North Conway, NH

Other Businesses

Rental Property Somersworth, NH Start date: 8/1/2024 Financial Advisor Hours per week: 2 Hours during trading: 1 Renting a small building that I own to myself/EJ to house my office.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-02
S63	Uniform Securities Agent State Law Examination	2001-11-13

S65 Uniform Investment Adviser Law Examination

2006-05-02
S63 Uniform Securities Agent State Law Examination

2001-11-13

Designations

Other Names

Nicholas T Pellman
Nicholas Timothy Pellman

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews