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James Mark Bessoni

Charles Schwab & Co., Inc.

The Villages, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-08
  • FL RA
    APPROVED
    Since 2022-02-08

Branch Locations

1048 Lake Sumter Landing, The Villages, FL 32162-2697 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Ocala FL 05/2006 04/2021
Cetera Investment Services Llc St.CLoud MN 07/2013 03/2021
Cetera Investment Advisers Llc Ocala FL 06/2017 04/2021
Td Ameritrade The Villages FL 05/2021 12/2022
Charles Schwab And Co., Inc. The Villages FL 12/2022 Present
Charles Schwab Bank The Villages FL 01/2025 Present
  • 05/2006 → 04/2021
    Regions Bank
    Ocala, FL
  • 07/2013 → 03/2021
    Cetera Investment Services Llc
    St.CLoud, MN
  • 06/2017 → 04/2021
    Cetera Investment Advisers Llc
    Ocala, FL
  • 05/2021 → 12/2022
    Td Ameritrade
    The Villages, FL
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    The Villages, FL
  • 01/2025 → Present
    Charles Schwab Bank
    The Villages, FL
Previous Registrations
  • 2021-06-08 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    The Villages, FL
  • 2021-05-24 → 2022-10-14
    Td Ameritrade, Inc.
    The Villages, FL
  • 2017-06-27 → 2021-04-09
    Cetera Investment Advisers Llc
    Ocala, FL
    Ocala, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-31
S63 Uniform Securities Agent State Law Examination 2013-10-26
  • S65 Uniform Investment Adviser Law Examination
    2017-05-31
  • S63 Uniform Securities Agent State Law Examination
    2013-10-26
Other Names
  • Jim Mark Bessoni
  • Jimmy Mark Bessoni

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL
MORGAN STANLEY · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
LPL FINANCIAL LLC · THE VILLAGES, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THE VILLAGES, FL

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