James Mark Bessoni

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 04/2021
  Regions Bank
  Ocala, FL
• 07/2013 → 03/2021
  Cetera Investment Services Llc
  St.CLoud, MN
• 06/2017 → 04/2021
  Cetera Investment Advisers Llc
  Ocala, FL
• 05/2021 → 12/2022
  Td Ameritrade
  The Villages, FL
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  The Villages, FL
• 01/2025 → Present
  Charles Schwab Bank
  The Villages, FL

Previous Registrations

• 2021-06-08 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  The Villages, FL
• 2021-05-24 → 2022-10-14
  Td Ameritrade, Inc.
  The Villages, FL
• 2017-06-27 → 2021-04-09
  Cetera Investment Advisers Llc
  Ocala, FL
  Ocala, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-31
• S63 Uniform Securities Agent State Law Examination
  2013-10-26

Other Names

• Jim Mark Bessoni
• Jimmy Mark Bessoni